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Travis Gene Rothstein

Ameriprise Financial Services, LLC

Woodbury, MN

Minneapolis, MN

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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2024-07-22
PA RA APPROVED 2024-07-22
MN RA APPROVED 2022-04-13
  • NJ RA
    APPROVED
    Since 2024-07-22
  • PA RA
    APPROVED
    Since 2024-07-22
  • MN RA
    APPROVED
    Since 2022-04-13

Branch Locations

Woodbury, MN • United States

901 3Rd Ave S, Minneapolis, MN 55402-3367 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2016 06/2017
Northwestern Mutual Investment Services Llc Mendota Hts MN 03/2018 09/2018
Gregory Baune Mendota Hts MN 03/2018 09/2018
Student La Crosse WI 01/2006 05/2017
Ch Robinson Brooklyn Park MN 06/2017 02/2018
Greg Baune Mendota Hts MN 03/2018 09/2018
U.S. Bancorp Investments, Inc. St. Paul MN 10/2018 10/2021
U.S. Bank St. Paul MN 04/2020 10/2021
Ameriprise Financial Services, Llc Minneapolis MN 10/2021 Present
  • 05/2016 → 06/2017
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2018 → 09/2018
    Northwestern Mutual Investment Services Llc
    Mendota Hts, MN
  • 03/2018 → 09/2018
    Gregory Baune
    Mendota Hts, MN
  • 01/2006 → 05/2017
    Student
    La Crosse, WI
  • 06/2017 → 02/2018
    Ch Robinson
    Brooklyn Park, MN
  • 03/2018 → 09/2018
    Greg Baune
    Mendota Hts, MN
  • 10/2018 → 10/2021
    U.S. Bancorp Investments, Inc.
    St. Paul, MN
  • 04/2020 → 10/2021
    U.S. Bank
    St. Paul, MN
  • 10/2021 → Present
    Ameriprise Financial Services, Llc
    Minneapolis, MN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-04-08
  • S66 Uniform Combined State Law Examination
    2022-04-08
Other Names
  • Travis Gene Rothstein
  • Travis G Rothstein

View on SEC IAPD

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