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Richard P Barnes

U.S. Bancorp Advisors, LLC

Chicago, IL

Chicago, IL

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2026-02-13
  • IL RA
    APPROVED
    Since 2026-02-13

Branch Locations

2958 N Milwaukee Ave, Chicago, IL 60618 • United States

3515 W Irving Park Rd, Chicago, IL 60618 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pruco Securities, Llc Rosemont IL 03/2016 10/2021
The Prudential Insurance Company Of America Rosemont IL 05/2016 10/2021
J.P. Morgan Securities Llc Chicago IL 10/2021 07/2024
Jpmorgan Chase Bank, N.A Chicago IL 10/2021 07/2024
U.S. Bancorp Investments, Inc. Chicago IL 07/2024 02/2026
U.S. Bank Chicago IL 07/2024 08/2026
U.S. Bancorp Advisors, Llc Chicago IL 02/2026 Present
  • 03/2016 → 10/2021
    Pruco Securities, Llc
    Rosemont, IL
  • 05/2016 → 10/2021
    The Prudential Insurance Company Of America
    Rosemont, IL
  • 10/2021 → 07/2024
    J.P. Morgan Securities Llc
    Chicago, IL
  • 10/2021 → 07/2024
    Jpmorgan Chase Bank, N.A
    Chicago, IL
  • 07/2024 → 02/2026
    U.S. Bancorp Investments, Inc.
    Chicago, IL
  • 07/2024 → 08/2026
    U.S. Bank
    Chicago, IL
  • 02/2026 → Present
    U.S. Bancorp Advisors, Llc
    Chicago, IL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-25
S63 Uniform Securities Agent State Law Examination 2016-05-07
  • S65 Uniform Investment Adviser Law Examination
    2023-04-25
  • S63 Uniform Securities Agent State Law Examination
    2016-05-07
Other Names
  • Richard P Barnes
  • Richard Barnes

View on SEC IAPD

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Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

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