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655 9Th Street, Des Moines, IA 50309 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IA | RA | APPROVED | 2024-04-05 |
| TX | RA | APPROVED | 2022-10-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Dallas | TX | 03/2016 | 04/2019 |
| Bank Of America, N.A. | Dallas | TX | 11/2016 | 04/2019 |
| Principal Life Insurance Company | Addison | TX | 04/2019 | Present |
| Principal Securities Inc | Addison | TX | 04/2019 | Present |
| Principal Advised Services | Dallas | TX | 10/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-19 |
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