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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2026-01-02
CA RA APPROVED 2025-11-18
  • TX RA
    APPROVED_RES
    Since 2026-01-02
  • CA RA
    APPROVED
    Since 2025-11-18

Branch Locations

345 California Street, San Francisco, CA 94104-2642 • United States

San Francisco, CA • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc San Francisco CA 06/2024 Present
Bank Of America Cedar Hill TX 03/2022 05/2024
Wells Fargo Advisors Austin TX 11/2018 05/2020
Wells Fargo Advisors Austin TX 03/2016 11/2018
Unemployed Cedar Hill TX 06/2020 02/2022
  • 06/2024 → Present
    San Francisco, CA
  • 03/2022 → 05/2024
    Bank Of America
    Cedar Hill, TX
  • 11/2018 → 05/2020
    Wells Fargo Advisors
    Austin, TX
  • 03/2016 → 11/2018
    Wells Fargo Advisors
    Austin, TX
  • 06/2020 → 02/2022
    Unemployed
    Cedar Hill, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
  • S66 Uniform Combined State Law Examination
    2025-11-17
Other Names
  • Pamela Gomez

View on SEC IAPD

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