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200 Vesey St., New York, NY 10281 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-02 |
| CA | RA | APPROVED | 2025-11-18 |
Branch Locations
345 California Street, San Francisco, CA 94104-2642 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Rbc Capital Markets, Llc | San Francisco | CA | 06/2024 | Present |
| Bank Of America | Cedar Hill | TX | 03/2022 | 05/2024 |
| Wells Fargo Advisors | Austin | TX | 11/2018 | 05/2020 |
| Wells Fargo Advisors | Austin | TX | 03/2016 | 11/2018 |
| Unemployed | Cedar Hill | TX | 06/2020 | 02/2022 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-11-17 |
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