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501 Commerce Street, Nashville, TN 37203 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2026-01-21 |
Branch Locations
1601 Utica Avenue South, St. Louis Park, MN 55416 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Investment Services Llc | Minneapolis | MN | 04/2016 | 10/2023 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2016 | 10/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 03/2017 | 10/2023 |
| Guardian Life Insurance Company | Minneapolis | MN | 10/2023 | 01/2024 |
| Park Avenue Securities | Minneapolis | MN | 10/2023 | 01/2024 |
| Guardian Life Insurance Company | Minnetonka | MN | 01/2024 | 08/2024 |
| Park Avenue Securities | Minnetonka | MN | 01/2024 | 08/2024 |
| Guardian Life Insurance Company | Eden Prairie | MN | 06/2024 | 08/2024 |
| Park Avenue Securities | Eden Prairie | MN | 06/2024 | 08/2024 |
| Principal Life Insurance Company | Minnetonka | MN | 08/2024 | 01/2026 |
| Principal Securities, Inc. | Minnetonka | MN | 08/2024 | 01/2026 |
| Pinnacle Wealth Partners | Minnetonka | MN | 11/2024 | 06/2025 |
| Bernstein Private Wealth Management | Minneapolis | MN | 01/2026 | Present |
Count: 6 1) Name: Women's Health Leadership Trust - INVEST. RELATED: No NATURE OF BUSINESS: The Women's Health Leadership TRUST is a dynamic network of women health care professionals seeking to nurture their growth with strategic networking, professional, & personal development & education opportunities. LEAD: cultivating leadership at every level through mentoring, sponsorship, & career development opportunities that prepare members to make bold, lasting impact: LEARN: advancing knowledge through education & industry insights that keep members informed, agile, & ahead of the curve. CONNECT: building strong, meaningful networks & fostering a sense of community through engagement, collaboration, & shared purpose. THRIVE: championing well-being, resilience, & workforce sustainability so members can succeed & sustain their impact over the long term. TRUST: is an inclusive, diverse, & collaborative network that advocates, inspires, & offers insights to women leadership in healthcare. VISION; Create new possibilities for all women in healthcare, well-being, & beyond. POSITION: Member DUTIES: Networking, attending events, available as a wealth wellness speaker, etc. 2) Name: University of Minnesota Athletics Department LINK Program - INVEST. RELATED: No NATURE OF BUSINESS: Under the Leadership & Administration programming from the Deputy Athletics Director, the LINK Program provides professional & personal development programming for the student athletes to best prepare them for life during & after athletics. POSITION: Mentor/Volunteer/Speaker DUTIES: Mentor for the Sophomore Summit events, the former Women Invested in Leadership & Learning (W.I.L.L.), speaker for various financial wellness programming, etc. All speaking engagements are predefined & preapproved by compliance before they happen. 3) Name: University of Minnesota - Alumni Association Lifetime Member - INVEST. RELATED: Yes NATURE OF BUSINESS: Life Membership is an exclusive opportunity that solidifies your relationship with the UMAA & deepens your connection with the U of M. It's a lifelong connection to a community that shares your passions, achievements, & aspirations. POSITION: Lifetime Member DUTIES: Attend networking events, list in the membership directory, be available for future opportunities (to be vetted by compliance at that time). 4) Name: Fixed Insurance & Variable Insurance - INVEST. RELATED: Yes NATURE OF BUSINESS: Vested or renewal compensation from past insurance business from previous positions held with Northwestern Mutual, Guardian, Principal, & any business placed through other brokered contracts while holding those past positions. I am no longer responsible for soliciting or servicing these policies, but I am entitled to compensation that remains. POSITION: Compensation Recipient DUTIES: Vested or renewal compensation, but 0 solicitation or servicing responsibilities. 5) Name: Bold Ventures LLC - INVEST. RELATED: Yes NATURE OF BUSINESS: *DORMANT BUSINESS but is on file with the State of MN* We teach physicians & attorneys about the interaction between money & the MD or JD contracts; assist financial advisors to go beyond the traditional advisor box; & advocate for women & people to thrive. - Recurring educator for hospital residency & HR programs - Featured guest on multiple national podcasts - Tenured speaker for Northwestern Mutual's National Training Program - Frequent guest speaker for Young Professionals of Minneapolis - Local advocate with TeamWomen, the Women's Health Leadership Trust, regional wealth management offices, & more POSITION: Owner/Founder DUTIES: None 6) BusinessName: American Swedish Institute - INVEST. RELATED: Yes NATURE OF BUSINESS: The American Swedish Institute is a museum, a cultural education center, a café, a destination store, a historic mansion, and more. POSITION: Exploratory Task Force Member DUTIES: Task force assembled to think through options related to the endowment. I will not vote on RFP's.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2016-05-26 |
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