Stephen John Oostema

Current Employers

Valic Financial Advisors, Inc.

2919 Allen Pkwy, Houston, TX 77019 • United States

Current Registrations

Authority	Category	Status	Date
NY	RA	APPROVED	2021-08-16
MD	RA	APPROVED	2019-08-06
LA	RA	APPROVED	2016-02-11
AZ	RA	APPROVED	2015-08-13
FL	RA	APPROVED	2014-09-05
CA	RA	APPROVED	2012-09-11
IN	RA	APPROVED	2012-09-11
WI	RA	APPROVED	2012-09-10
IL	RA	APPROVED	2005-05-27

NY RA
APPROVED

Since 2021-08-16
MD RA
APPROVED

Since 2019-08-06
LA RA
APPROVED

Since 2016-02-11
AZ RA
APPROVED

Since 2015-08-13
FL RA
APPROVED

Since 2014-09-05
CA RA
APPROVED

Since 2012-09-11
IN RA
APPROVED

Since 2012-09-11
WI RA
APPROVED

Since 2012-09-10
IL RA
APPROVED

Since 2005-05-27

Branch Locations

500 West Madison Suite 2850, Chicago, IL 60661 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Bloomington	MN	02/2005	Present
Agia	Houston	TX	12/2022	Present

02/2005 → Present

Valic Financial Advisors

Bloomington, MN
12/2022 → Present

Agia

Houston, TX

Other Businesses

AGIA POSITION: Agent NATURE: null INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 1 START DATE: 12/17/2022 ADDRESS: 2929 Allen Parkway, Houston TX 77019, United States DESCRIPTION: Non-Securities Insurance Products

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2005-05-26
S63	Uniform Securities Agent State Law Examination	2005-02-09

S65 Uniform Investment Adviser Law Examination

2005-05-26
S63 Uniform Securities Agent State Law Examination

2005-02-09

View on SEC IAPD

Current Employers

Valic Financial Advisors, Inc.

Disclosures

Employment History

Other Businesses

Exams

Other Firms

Other Investors

Other Offices

Reviews