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Michael George Stockmal

Wells Fargo Clearing Services, LLC

Allentown, PA

Allentown, PA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NJ RA APPROVED 2021-04-20
PA RA APPROVED 2021-04-19
  • NJ RA
    APPROVED
    Since 2021-04-20
  • PA RA
    APPROVED
    Since 2021-04-19

Branch Locations

1601 N Cedar Crest Blvd, Allentown, PA 18104 • United States

4905 W Tilghman St 3Rd Fl [L3-Rbo], Allentown, PA 18104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bath PA 03/2016 11/2016
Wells Fargo Bank, Na Bath PA 11/2012 Present
Blue Mountain Ski Area Palmerton PA 12/2000 Present
Wells Fargo Clearing Services, Llc Bath PA 11/2016 Present
  • 03/2016 → 11/2016
    Wells Fargo Advisors Llc
    Bath, PA
  • 11/2012 → Present
    Wells Fargo Bank, Na
    Bath, PA
  • 12/2000 → Present
    Blue Mountain Ski Area
    Palmerton, PA
  • 11/2016 → Present
    Wells Fargo Clearing Services, Llc
    Bath, PA
Other Businesses

BLUE MOUNTAIN SKI AREA; NOT INV RELATED; PALMERTON, PA; SKI INSTRUCTOR; START 12/24/2016; 16 HOURS PER MONTH, 0 DURING TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-04-19
S63 Uniform Securities Agent State Law Examination 2016-11-10
  • S66 Uniform Combined State Law Examination
    2021-04-19
  • S63 Uniform Securities Agent State Law Examination
    2016-11-10
Other Names
  • Michael Stockmal

View on SEC IAPD

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