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333 S. Wabash Avenue 34Th Floor, Chicago, IL 60604 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-04-01 |
Branch Locations
50 South Lasalle, Chicago, IL 60603 • United States
Benbrook, TX • United States
301 Commerce Street Suite 3050, Fort Worth, TX 76102 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fort Worth | TX | 02/2016 | 05/2022 |
| Bank Of America Na | Fort Worth | TX | 02/2016 | 05/2022 |
| Texas Capital Bank Private Wealth Advisors | Fort Worth | TX | 05/2022 | 07/2024 |
| Texas Capital Bank | Fort Worth | TX | 05/2022 | 07/2024 |
| Tcbi Securities | Fort Worth | TX | 12/2022 | 07/2024 |
| Northern Trust Bank | Fort Worth | TX | 07/2024 | Present |
| Northern Trust Securities, Inc. | Fort Worth | TX | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-06-22 |
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