Jesus Adrian Plascencia

Ubs Financial Services Inc.

Coral Gables, FL

Claim This Profile

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2023-03-17
NJ	RA	APPROVED	2022-02-22
NY	RA	APPROVED	2022-02-19

FL RA
APPROVED

Since 2023-03-17
NJ RA
APPROVED

Since 2022-02-22
NY RA
APPROVED

Since 2022-02-19

Branch Locations

4225 Ponce De Leon Blvd Suite 600, Coral Gables, FL 33146 • United States

Miami, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Jp Morgan Securities Llc	El Cajon	CA	03/2016	11/2018
Jp Morgan Chase Bank	El Cajon	CA	02/2016	11/2018
Wells Fargo Bank, Na	New York	NY	11/2018	09/2019
Wells Fargo Clearing Services, Llc	New York	NY	11/2018	09/2019
Ubs Financial Services Inc.	New York City	NY	09/2019	Present

03/2016 → 11/2018

Jp Morgan Securities Llc

El Cajon, CA
02/2016 → 11/2018

Jp Morgan Chase Bank

El Cajon, CA
11/2018 → 09/2019

Wells Fargo Bank, Na

New York, NY
11/2018 → 09/2019

Wells Fargo Clearing Services, Llc

New York, NY
09/2019 → Present

Ubs Financial Services Inc.

New York City, NY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2022-02-19
S63	Uniform Securities Agent State Law Examination	2016-04-20

S66 Uniform Combined State Law Examination

2022-02-19
S63 Uniform Securities Agent State Law Examination

2016-04-20

Other Names

Jesus Adrian Plascencia Galvan
Jesus A Plascencia
Jesus A Placencia Galvan

View on SEC IAPD

More in Coral Gables, FL

Reviews

Want to share your experience?

Sign in to leave a review

Loading reviews...

Reach out to this advisor