Monty T Ellis

Current Employers

J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2013-05-13

IL RA
APPROVED

Since 2013-05-13

Branch Locations

10 S Dearborn St, Floor 11, Chicago, IL 60603 • United States

8181 Communications Pkwy, Bldg A, Floor 04, Plano, TX 75024 • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
J.P. Morgan Securities Llc	Chicago	IL	04/2013	Present
Jpmorgan Chase Bank	Chicago	IL	04/2013	08/2025

04/2013 → Present

J.P. Morgan Securities Llc

Chicago, IL
04/2013 → 08/2025

Jpmorgan Chase Bank

Chicago, IL

Previous Registrations

2011-01-03 → 2012-05-30

Wells Fargo Clearing Services, Llc

Carson, CA
2005-07-28 → 2011-01-03

Wells Fargo Investments, Llc

Carson, CA

Long Beach, CA

Long Beach, CA

Other Businesses

Entity Name: Uber Technologies Inc. Investment related: No Address: 1455 San Francisco, CA www.uber.com Nature of the other business: Ridesharing company Position/Title/Relationship: Driver Start Date: 28-Sep-2015 Approximate # of hours a month: 80 Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Driver

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-06-16

S66 Uniform Combined State Law Examination

2005-06-16

Other Names

Monty T Ellis
Monty Ellis
Monty Tyrone Ellis

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