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Wheeler Douglas Pulliam

Xponify, Inc.

Hickory Creek, TX

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Current Employers
Xponify, Inc.

Hickory Creek, TX • United States

Current Registrations

AuthorityCategoryStatusDate
MS RA APPROVED 2024-09-18
TX RA APPROVED 2024-04-12
  • MS RA
    APPROVED
    Since 2024-09-18
  • TX RA
    APPROVED
    Since 2024-04-12

Branch Locations

Hickory Creek, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Xponify Financial Llc Dallas TX 12/2019 Present
Cetera Advisor Networks Llc El Segundo CA 12/2019 04/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2023 04/2024
Xponify, Inc. Hickory Creek TX 03/2024 Present
Cetera Advisor Networks Dallas TX 12/2019 03/2024
Edward Jones Dallas TX 05/2016 12/2019
  • 12/2019 → Present
    Xponify Financial Llc
    Dallas, TX
  • 12/2019 → 04/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2023 → 04/2024
    Cetera Investment Advisers Llc
    Schaumburg, IL
  • 03/2024 → Present
    Xponify, Inc.
    Hickory Creek, TX
  • 12/2019 → 03/2024
    Cetera Advisor Networks
    Dallas, TX
  • 05/2016 → 12/2019
    Edward Jones
    Dallas, TX
Previous Registrations
  • 2023-06-29 → 2024-04-15
    Cetera Investment Advisers Llc
    Dallas, TX
  • 2019-12-20 → 2023-06-29
    Cetera Wealth Services, Llc
    Dallas, TX
  • 2016-08-19 → 2019-12-24
    Edward Jones
    Irving, TX
    Dallas, TX
    Irving, TX
    St Louis, MO
Other Businesses

Wheeler Pulliam is an independent insurance agent.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-27
  • S66 Uniform Combined State Law Examination
    2016-06-27
Designations
Other Names
  • Wheeler Douglas Pulliam
  • Wheeler Pulliam

View on SEC IAPD

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