Inactive

Derek Thomas Schmidt

Altus Wealth Management, LLC

Ft. Mitchell, KY

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Current Employers

Altus Wealth Management, Llc

2500 Chamber Center Drive Suite 202, Ft. Mitchell, KY 41017 • United States

Current Registrations

Authority	Category	Status	Date
IN	RA	APPROVED	2023-05-19
KY	RA	APPROVED	2023-05-19
OH	RA	APPROVED	2023-05-19

IN RA
APPROVED

Since 2023-05-19
KY RA
APPROVED

Since 2023-05-19
OH RA
APPROVED

Since 2023-05-19

Branch Locations

2500 Chamber Center Drive Suite 202, Ft. Mitchell, KY 41017 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Fidelity Brokerage Services, Llc	Covington	KY	03/2016	11/2021
Ubs Financial Services	Cincinnati	OH	11/2021	12/2022
Altus Wealth Management Llc	Ft Mitchell	KY	05/2023	Present
Unemployed	Newport	KY	01/2023	04/2023

03/2016 → 11/2021

Fidelity Brokerage Services, Llc

Covington, KY
11/2021 → 12/2022

Ubs Financial Services

Cincinnati, OH
05/2023 → Present

Altus Wealth Management Llc

Ft Mitchell, KY
01/2023 → 04/2023

Unemployed

Newport, KY

Previous Registrations

2021-11-18 → 2022-12-15

Ubs Financial Services Inc.

Cincinnati, OH
2018-10-03 → 2021-10-07

Fidelity Personal And Workplace Advisors

Lone Tree, CO
2017-09-26 → 2018-06-05

Strategic Advisers Llc

Lone Tree, CO

Greenwood Village, CO

Covington, KY

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2017-09-22
S63	Uniform Securities Agent State Law Examination	2016-04-30

S66 Uniform Combined State Law Examination

2017-09-22
S63 Uniform Securities Agent State Law Examination

2016-04-30

Designations

View on SEC IAPD

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