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Peyton Ross Eckert

Corient

Chicago, IL

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Current Employers
Corient

830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-01-10
  • IL RA
    APPROVED
    Since 2025-01-10

Branch Locations

10 S Wacker Drive Suite 3100, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2016 09/2016
Northwestern Mutual Investment Services Llc Vernon Hills IL 03/2016 02/2017
L Peter Leone Vernon Hills IL 09/2016 02/2017
Northwestern Mutual Wealth Management Company Vernon Hills IL 12/2016 02/2017
Jp Morgan Chase Bank Glenview IL 05/2017 12/2017
Jp Morgan Securities, Llc Glenview IL 05/2017 12/2017
Unemployed Chicago IL 03/2017 04/2017
Ubs Financial Services Inc. Northbrook IL 12/2017 10/2019
Bmo Harris Bank, N.A. Chicago IL 10/2019 09/2023
Unemployed Chicago IL 09/2023 12/2024
Corient Chicago IL 12/2024 Present
Corient Services Llc Miami FL 12/2024 Present
  • 04/2016 → 09/2016
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2016 → 02/2017
    Northwestern Mutual Investment Services Llc
    Vernon Hills, IL
  • 09/2016 → 02/2017
    L Peter Leone
    Vernon Hills, IL
  • 12/2016 → 02/2017
    Northwestern Mutual Wealth Management Company
    Vernon Hills, IL
  • 05/2017 → 12/2017
    Jp Morgan Chase Bank
    Glenview, IL
  • 05/2017 → 12/2017
    Jp Morgan Securities, Llc
    Glenview, IL
  • 03/2017 → 04/2017
    Unemployed
    Chicago, IL
  • 12/2017 → 10/2019
    Northbrook, IL
  • 10/2019 → 09/2023
    Bmo Harris Bank, N.A.
    Chicago, IL
  • 09/2023 → 12/2024
    Unemployed
    Chicago, IL
  • 12/2024 → Present
    Chicago, IL
  • 12/2024 → Present
    Corient Services Llc
    Miami, FL
Previous Registrations
  • 2022-01-20 → 2023-09-15
    Bmo Direct Invest Inc.
    Chicago, IL
  • 2018-01-05 → 2019-11-01
    Northbrook, IL
    Chicago, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-01-05
S63 Uniform Securities Agent State Law Examination 2016-08-23
  • S66 Uniform Combined State Law Examination
    2018-01-05
  • S63 Uniform Securities Agent State Law Examination
    2016-08-23
Designations
Other Names
  • Peyton R Eckert
  • Peyton Ross Eckert

View on SEC IAPD

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