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830 Brickell Plaza Suite 4800, Miami, FL 33131 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-01-10 |
Branch Locations
10 S Wacker Drive Suite 3100, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 04/2016 | 09/2016 |
| Northwestern Mutual Investment Services Llc | Vernon Hills | IL | 03/2016 | 02/2017 |
| L Peter Leone | Vernon Hills | IL | 09/2016 | 02/2017 |
| Northwestern Mutual Wealth Management Company | Vernon Hills | IL | 12/2016 | 02/2017 |
| Jp Morgan Chase Bank | Glenview | IL | 05/2017 | 12/2017 |
| Jp Morgan Securities, Llc | Glenview | IL | 05/2017 | 12/2017 |
| Unemployed | Chicago | IL | 03/2017 | 04/2017 |
| Ubs Financial Services Inc. | Northbrook | IL | 12/2017 | 10/2019 |
| Bmo Harris Bank, N.A. | Chicago | IL | 10/2019 | 09/2023 |
| Unemployed | Chicago | IL | 09/2023 | 12/2024 |
| Corient | Chicago | IL | 12/2024 | Present |
| Corient Services Llc | Miami | FL | 12/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-01-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-23 |
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