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Current Employers
Propel Financial Advisors, Llc

Chicago, IL • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-03-11
IL RA APPROVED 2018-12-14
  • NY RA
    APPROVED
    Since 2022-03-11
  • IL RA
    APPROVED
    Since 2018-12-14

Branch Locations

Brooklyn, NY • United States

Chicago, IL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mitchell, Vaught And Taylor Chicago IL 02/2017 12/2018
Simpson Thatcher Bartlett New York NY 12/2013 01/2017
Merriment Advisors Llc Dba Propel Financial Advisors Llc Chicago IL 12/2018 Present
  • 02/2017 → 12/2018
    Mitchell, Vaught And Taylor
    Chicago, IL
  • 12/2013 → 01/2017
    Simpson Thatcher Bartlett
    New York, NY
  • 12/2018 → Present
    Merriment Advisors Llc Dba Propel Financial Advisors Llc
    Chicago, IL
Previous Registrations
Other Businesses

Member and landowner at Elise Farms LLC since 12/2016. Not investment related. 0.5 hours per month not during trading hours.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2017-10-25
  • S65 Uniform Investment Adviser Law Examination
    2017-10-25

View on SEC IAPD

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