Julia Ann Beatty

Current Employers

Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2024-01-05
FL	RA	APPROVED	2020-11-25
CA	RA	APPROVED	2012-10-11

TX RA
APPROVED_RES

Since 2024-01-05
FL RA
APPROVED

Since 2020-11-25
CA RA
APPROVED

Since 2012-10-11

Branch Locations

16220 N Scottsdale Rd Ste 250, Scottsdale, AZ 85254 • United States

Peoria, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ameriprise Financial Services, Inc.	Phoenix	AZ	08/2005	11/2020
Ameriprise Financial Services, Llc	Orlando	FL	11/2020	Present

08/2005 → 11/2020

Ameriprise Financial Services, Inc.

Phoenix, AZ
11/2020 → Present

Ameriprise Financial Services, Llc

Orlando, FL

Other Businesses

Business Ownership; Uniquely Frosted; Main decorator/designer of custom cookies; custom cookie company; 7408 W. Honeysuckle Dr., , Peoria, AZ, 85383; Not Investment-Related; 01/15/2021; 20 to 39 hours per month; 0 during trading hours.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2005-12-16

S66 Uniform Combined State Law Examination

2005-12-16

Designations

View on SEC IAPD