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Current Employers
Rockefeller Financial Llc

45 Rockefeller Plaza Floor 5, New York, NY 10111 • United States

Current Registrations

AuthorityCategoryStatusDate
UT RA APPROVED 2023-01-27
TX RA APPROVED_RES 2021-05-01
CA RA APPROVED 2021-04-30
  • UT RA
    APPROVED
    Since 2023-01-27
  • TX RA
    APPROVED_RES
    Since 2021-05-01
  • CA RA
    APPROVED
    Since 2021-04-30

Branch Locations

1900 Ave Of The Stars Suite 1000, Los Angeles, CA 90067 • United States

800 Newport Center Drive Suite 650, Newport Beach, CA 92660 • United States

Heber City, UT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Newport Beach CA 03/2012 04/2021
Rockefeller Financial Llc Los Angeles CA 04/2021 01/2023
Rockefeller Financial Llc Heber City UT 01/2023 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2005-03-26
  • S66 Uniform Combined State Law Examination
    2005-03-26
Other Names
  • Jannah Llewellyn Mills
  • Jannah L Devine
  • Jannah Llewellyn
  • Jannah Devine

View on SEC IAPD

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