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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2023-02-01
TX RA APPROVED 2023-01-31
  • FL RA
    APPROVED
    Since 2023-02-01
  • TX RA
    APPROVED
    Since 2023-01-31

Branch Locations

1450 Brickell Ave Floor 33, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Miami FL 03/2016 Present
J.P. Morgan Chase Bank, Na Miami FL 11/2016 Present
Other Businesses

Entity Name: French American Chamber of Commerce Investment related: Yes Address: 100 Miami, FL Nature of the other business: Not-for-profit organization which mission is to foster business relationships between France and the United States. Position/Title/Relationship: Secretary of the Finance Committee Start Date: 01-May-2019 Approximate # of hours a month: 2 hours meeting 4 time / year Approximate # of hours during securities trading hours: 0 Briefly describe your duties: Secretary of the Finance Committee

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-01-30
S63 Uniform Securities Agent State Law Examination 2016-06-06
  • S65 Uniform Investment Adviser Law Examination
    2023-01-30
  • S63 Uniform Securities Agent State Law Examination
    2016-06-06

View on SEC IAPD

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