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Current Employers
Osaic Wealth, Inc.

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2026-03-03
TX RA APPROVED 2026-03-03
  • KS RA
    APPROVED
    Since 2026-03-03
  • TX RA
    APPROVED
    Since 2026-03-03

Branch Locations

Olathe, KS • United States

14135 Midway Road Suite G 110, Addison, TX 75001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Penn Mutual Life Insurance Company Horsham PA 06/2016 Present
Hornor Townsend & Kent Inc Horsham PA 07/2016 02/2019
Kestra Investment Services Addison TX 02/2019 03/2026
Kestra Advisory Services, Llc Addison TX 02/2019 03/2026
Osaic Wealth Addison TX 03/2026 Present
  • 06/2016 → Present
    Penn Mutual Life Insurance Company
    Horsham, PA
  • 07/2016 → 02/2019
    Hornor Townsend & Kent Inc
    Horsham, PA
  • 02/2019 → 03/2026
    Kestra Investment Services
    Addison, TX
  • 02/2019 → 03/2026
    Addison, TX
  • 03/2026 → Present
    Osaic Wealth
    Addison, TX
Previous Registrations
Other Businesses

1. GARDNER WALLACE FINANCIAL SOLUTIONS LLC POSITION: Director of Planning and Investment Operations NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 02/14/2019 ADDRESS: 14135 Midway Rd, STE G110, Addison TX 75001, United States DESCRIPTION: Assist clients and the advisor's financial services & insurance business. I have an active insurance license but do not sell.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-11-03
  • S66 Uniform Combined State Law Examination
    2016-11-03

View on SEC IAPD

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