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Current Employers
Osaic Institutions, Inc.

538 Preston Avenue, Meriden, CT 06450-4858 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2025-07-28
  • FL RA
    APPROVED
    Since 2025-07-28

Branch Locations

1200 University Blvd Ste 200, Jupiter, FL 33458 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Redwood Recovery Solutions Riviera Beach FL 04/2015 04/2017
Ingesurance, Inc. Palm Beach Gardens FL 04/2015 08/2020
Asset Advisors Of America, Llc Longwood FL 04/2017 07/2018
Rwm Asset Management, Llc Tavarres FL 04/2017 08/2020
Asset Advisors Of America, Llc Jupiter FL 07/2018 08/2020
Ameriprise Financial Services, Llc Longwood FL 08/2020 07/2025
Osaic Institutions, Inc. Meriden CT 07/2025 Present
  • 04/2015 → 04/2017
    Redwood Recovery Solutions
    Riviera Beach, FL
  • 04/2015 → 08/2020
    Ingesurance, Inc.
    Palm Beach Gardens, FL
  • 04/2017 → 07/2018
    Asset Advisors Of America, Llc
    Longwood, FL
  • 04/2017 → 08/2020
    Rwm Asset Management, Llc
    Tavarres, FL
  • 07/2018 → 08/2020
    Asset Advisors Of America, Llc
    Jupiter, FL
  • 08/2020 → 07/2025
    Longwood, FL
  • 07/2025 → Present
    Meriden, CT
Previous Registrations
  • 2020-09-02 → 2025-08-11
    Jupiter, FL
    Palm Beach Gardens, FL
  • 2018-07-02 → 2020-09-11
    Asset Advisors Of America, Llc
    Longwood, FL
    Jupiter, FL
Other Businesses

1.) Business Ownership; Eric Inge, Inc.; Set up for tax purposes for 1099 income. President.; Set up for tax purposes for 1099 income.; 1200 University Blvd., Suite 200, Jupiter, FL, 33458; Not Investment-Related; 04/24/2015; 2 hours per month; 0 during trading hours. w2 compensation to myself. 2.) School Fundraising Foundation; Foundation for Dwyer Academy of Finance, Inc.; Vice President; 13601 N. Military Trail, , Palm Beach Gardens, FL, 33418; Not Investment-Related; 11/01/2022; 1 to 9 hours per month; 0 during trading hours. Fundraising volunteer. 3.) Paychex Business Solutions; Channel partner; Paychex has a professional partnership program in which they pay a commission to financial advisors and business consultants for referring businesses to their PEO program. The PEO program provides HR outsourcing solutions to small to medium sized businesses; 2054 Vista Pkwy, Ste 300, West Palm Beach, FL, 33411; Not Investment-Related; 10/31/2023; 1 to 9 hours per month; 1 to 9 during trading hours. Started 10/31/2023. Monthly commissions for referrals to the PEO program.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2020-09-01
S65 Uniform Investment Adviser Law Examination 2018-06-05
  • S63 Uniform Securities Agent State Law Examination
    2020-09-01
  • S65 Uniform Investment Adviser Law Examination
    2018-06-05
Designations

View on SEC IAPD

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