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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-04-30 |
| CA | RA | APPROVED | 2024-04-04 |
Branch Locations
333 S Hope St, Los Angeles, CA 90071 • United States
2049 Century Park E Division - Pacific Coast, Los Angeles, CA 90067 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Inc. | Hunt Valley | MD | 03/2016 | 09/2017 |
| Bank Of America/Merrill Lynch, Pierce, Fenner & Smith Inc. | Carlsbad | CA | 09/2017 | 07/2019 |
| Dunham & Associates Investment Counsel, Inc | San Diego | CA | 03/2021 | 10/2021 |
| Raymond James Financial Services, Inc | Chula Vista | CA | 10/2021 | 02/2024 |
| Raymond James Financial Services Advisors, Inc | Chula Vista | CA | 10/2021 | 02/2024 |
| Mission Federal Credit Union | San Diego | CA | 10/2021 | 02/2024 |
| Not Employed | San Diego | CA | 07/2019 | 03/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Newport Beach | CA | 03/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-05-17 |
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