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3945 Freedom Circle, Santa Clara, CA 95054 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2022-03-01 |
| TX | RA | APPROVED | 2020-03-16 |
Branch Locations
9635 Maroon Circle Suite 405, Englewood, CO 80112 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ef Legacy Securities, Llc | Fairfax | VA | 04/2016 | 10/2018 |
| Financial Engines Advisors L.L.C. | Fairfax | VA | 11/2018 | 05/2019 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 05/2019 | 09/2021 |
| Financial Engines Advisors L.L.C. | Santa Clara | CA | 09/2021 | 02/2022 |
| Financial Engines Advisors, L.L.C. | Santa Clara | CA | 02/2022 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2019-02-28 |
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