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730 Third Avenue, New York, NY 10017-3206 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2022-10-26 |
Branch Locations
Walnut Creek, CA • United States
1676 North California Boulevard Suite 119, Walnut Creek, CA 94596 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Tiaa-Cref Individual & Institutional Services, Llc | Pasadena | CA | 04/2016 | 12/2020 |
| Tiaa | Pasadena | CA | 04/2016 | 12/2020 |
| Fidelity Investments | San Diego | CA | 02/2021 | 09/2022 |
| Fidelity Brokerage Services Llc | San Diego | CA | 02/2021 | 09/2022 |
| Fidelity Personal And Workplace Advisors | San Diego | CA | 07/2021 | 09/2022 |
| Tiaa-Cref Individual & Institutional Services, Llc | Walnut Creek | CA | 10/2022 | Present |
| Tiaa | Walnut Creek | CA | 10/2022 | Present |
(1) SHABAH LLC POSITION: Owner NATURE: It's a motorsports activity. Activities include content creation for social media, affiliate marketing, sponsorship, and related motorsports activities. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 04/29/2024 ADDRESS: Home Address, Escondido CA 92026, United States DESCRIPTION: Content creation (2) DAB CONSULTING LLC POSITION: Owner NATURE: Motorsport activity. Content creation for social media platforms, affiliate marketing, sponsorship deals for the activity, and other related motorsport activities. INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 05/01/2024 ADDRESS: 5830 E 2nd st, STE 7000 #14819, Casper WY 82609, United States DESCRIPTION: Operations
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2021-07-01 |
| S63 | Uniform Securities Agent State Law Examination | 2016-05-27 |
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