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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-21
MO RA APPROVED 2024-04-29
  • TX RA
    APPROVED
    Since 2024-06-21
  • MO RA
    APPROVED
    Since 2024-04-29

Branch Locations

Saint Louis, MO • United States

1515 Des Peres Rd, St Louis, MO 63131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Commerce Bank Saint Louis MO 09/2010 02/2019
Oppenheimer & Co, Inc Clayton MO 02/2019 01/2023
Moneta Group Investment Advisors, Llc St. Louis MO 02/2023 04/2024
Thrivent Investment Management Inc St Louis MO 04/2024 Present
Thrivent Financial Appleton WI 05/2024 06/2024
Thrivent Financial Appleton WI 06/2024 Present
Previous Registrations
Other Businesses

ST. CLEMENT OF ROME - BASEBALL/SOFTBALL DIRECTOR POSITION: Baseball/Softball Director NATURE: Setting Schedules, Securing Field Times, Putting together teams, communication with families. INVESTMENT RELATED: No NUMBER OF HOURS: 12 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2026 ADDRESS: 1510 Bopp Road, Saint Louis MO 63131, United States DESCRIPTION: Setting Schedules, Securing Field Times, Putting together teams, communication with families.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-06-30
  • S66 Uniform Combined State Law Examination
    2016-06-30
Designations
Other Names
  • Timothy Nielsen
  • Timothy Mark Nielsen
  • Tim Nielsen

View on SEC IAPD

More in Saint Louis, MO

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