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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-01-18 |
| NY | RA | APPROVED | 2021-04-19 |
| TX | RA | APPROVED | 2017-08-17 |
| NJ | RA | APPROVED | 2017-05-02 |
Branch Locations
333 S Hope St, Los Angeles, CA 90071 • United States
2301 Rosecrans Ave, El Segundo, CA 90245 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 10/2016 | 12/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | New York | NY | 04/2017 | Present |
| Unemployed | New York | NY | 01/2017 | 04/2017 |
| Bank Of America, N.A. | New York | NY | 09/2017 | Present |
I*2012285, Entity Type Entity For Profit, Name of OBA: The A C Show Address: Gardena, California90249 Investment Related: No Position, Title, Association: Other Employee Start Date: 09/04/2024 No Hours:2 weekly No Hours during trading: 0 Duties: It is a podcast about fitness, finding your center and fumbling through fatherhood. A show that is done with my host where we as Fathers of Three talk about our trials and tribulations. My role is as a co-host on the show.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2017-03-17 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-12 |
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