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254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-06-05 |
Branch Locations
16130 Ventura Blvd 6Th Floor, Suite 670, Encino, CA 91436 • United States
254 E 2Nd Street Suite 2, Powell, WY 82435 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Jacksonville | FL | 09/2014 | 05/2017 |
| Bank Of America, N.A. | Jacksonville | FL | 09/2014 | 05/2017 |
| Unionbanc Investment Services | Los Angeles | CA | 05/2017 | 11/2020 |
| Unemployed | Marina Del Rey | CA | 12/2020 | 05/2021 |
| Lpl Financial Llc | Tarzana | CA | 05/2021 | Present |
| Logix Federal Credit Union | Tarzana | CA | 05/2021 | 05/2023 |
1) 07/13/2023 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor DBA - IAR - Start Date 05/25/2023 - 160 Hours Per Month/ 40 Hours During Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 7/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2) 07/13/2023 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date 05/25/2023 - 160 Hours Per Month/ 40 Hours During Trading - Time Spent 100% - I provide investment advisory services through Golden State Wealth Management, LLC, an independent investment advisor firm. I started this business activity in 7/2023. I expect to spend approximately 160 h0urs per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3) 07/13/2023 - Golden State Wealth Management, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/25/2023 - 160 Hours Per Month/ 40 Hours During Trading 4) 07/13/2023 - Pointwealth Capital Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date 05/25/2023 - 160 Hours Per Month/ 40 Hours During Trading 5) 08/05/2024 - Be Grounded Inc - Other - Transformative Mindfulness and Meditation - Founder and Content Creator - Not Investment Related - Online - Start Date 02/01/2021 - 20 Hours Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-01-26 |
| S63 | Uniform Securities Agent State Law Examination | 2005-04-06 |
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