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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2022-06-02 |
| TX | RA | APPROVED | 2019-12-02 |
Branch Locations
30963 N Golf Club Dr, San Tan Valley, AZ 85143 • United States
1025 W. Queen Creek Rd., Chandler, AZ 85248 • United States
3231 E. Pecos Road, Gilbert, AZ 85297 • United States
15635 S Desert Foothills Pkwy, Phoenix, AZ 85048 • United States
7632 S Power Rd, Gilbert, AZ 85297 • United States
2437 E Florence Blvd, Casa Grande, AZ 85194 • United States
21362 S Ellsworth Loop Rd, Queen Creek, AZ 85142 • United States
1201 East Florence Blvd., Casa Grande, AZ 85122 • United States
61 N Country Club Dr, Mesa, AZ 85201 • United States
6315 S. Higley Rd., Gilbert, AZ 85298 • United States
4745 E. Elliot Rd, Phoenix, AZ 85044 • United States
1821 E. Guadalupe Rd., Tempe, AZ 85283 • United States
9538 E. Riggs Road, Sun Lakes, AZ 85248 • United States
1216 W Southern Ave, Mesa, AZ 85202 • United States
3970 W. Ray Road, Chandler, AZ 85226 • United States
2790 E Germann, Chandler, AZ 85286 • United States
228 W Chandler Heights Rd, Chandler, AZ 85248 • United States
1998 North Alma School Road, Chandler, AZ 85224 • United States
1744 East Southern Ave, Tempe, AZ 85282 • United States
21650 N. John Wayne Pkwy, Maricopa, AZ 85139 • United States
39 W Combs Rd, San Tan Valley, AZ 85140 • United States
4040 E. Chandler Blvd., Phoenix, AZ 85048 • United States
1080 West Chandler Blvd., Chandler, AZ 85224 • United States
4714 S. Rural Road, Tempe, AZ 85282 • United States
830 S Mill Ave, Tempe, AZ 85281 • United States
2915 East Riggs Road, Chandler, AZ 85249 • United States
444 West Broadway Road, Tempe, AZ 85282 • United States
4050 S Gilbert Rd, Chandler, AZ 85249 • United States
1285 W Elliot Rd., Tempe, AZ 85284 • United States
30963 North Golf Club Drive, San Tan Valley, AZ 85143 • United States
2528 W. Southern Avenue, Tempe, AZ 85282 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Tacoma | WA | 09/2009 | 10/2019 |
| Bank Of America | Tacoma | WA | 09/2009 | 10/2019 |
| J.P. Morgan Securities Llc | San Tan Valley | AZ | 11/2019 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-11-08 |
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