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1200 Harbor Boulevard, Weehawken, NJ 07086 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-04-15 |
| CA | RA | APPROVED | 2025-01-22 |
Branch Locations
401 W 4Th Street Suite 3100, Austin, TX 78701 • United States
555 California Street 33Rd Floor, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| College Park Elemantery School | San Mateo | CA | 12/2013 | 09/2016 |
| Ubs Financial Services Inc. | Menlo Park | CA | 04/2016 | 10/2019 |
| Morgan Stanley Smith Barney Llc | Austin | TX | 11/2019 | 01/2025 |
| Ubs Financial Services, Inc | San Francisco | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2018-06-28 |
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