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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-04-15
CA RA APPROVED 2025-01-22
  • TX RA
    APPROVED
    Since 2025-04-15
  • CA RA
    APPROVED
    Since 2025-01-22

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

555 California Street 33Rd Floor, San Francisco, CA 94104 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
College Park Elemantery School San Mateo CA 12/2013 09/2016
Ubs Financial Services Inc. Menlo Park CA 04/2016 10/2019
Morgan Stanley Smith Barney Llc Austin TX 11/2019 01/2025
Ubs Financial Services, Inc San Francisco CA 01/2025 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-28
  • S66 Uniform Combined State Law Examination
    2018-06-28
Other Names
  • Chloe Ding
  • Renee Ding

View on SEC IAPD

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