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Current Employers
Mpwm Advisory Solutions Llc

8000 Avalon Blvd Suite 100, Alpharetta, GA 30009 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2023-12-05
NY RA APPROVED 2022-12-01
  • GA RA
    APPROVED
    Since 2023-12-05
  • NY RA
    APPROVED
    Since 2022-12-01

Branch Locations

8000 Avalon Blvd Suite 100, Alpharetta, GA 30009 • United States

8000 Avalon Blvd, Alpharetta, GA 30009 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Mayer Private Wealth Alpharetta GA 02/2019 Present
Unum Chatanooga TN 10/2013 Present
Mpwm Advisory Solutions Llc Alpharetta GA 02/2022 Present
Lpl Financial Alpharetta GA 09/2022 Present
  • 02/2019 → Present
    Mayer Private Wealth
    Alpharetta, GA
  • 10/2013 → Present
    Unum
    Chatanooga, TN
  • 02/2022 → Present
    Alpharetta, GA
  • 09/2022 → Present
    Lpl Financial
    Alpharetta, GA
Other Businesses

7/2021 - DBA for LPL Business (entity for LPL business) - Mayer Private Wealth Management - Investment Related - Alpharetta, GA

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-02-08
  • S66 Uniform Combined State Law Examination
    2022-02-08

View on SEC IAPD

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