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Komal Gopal Motwani

Tiaa-Cref Individual & Institutional Services, LLC

Pasadena, CA

Pasadena, CA

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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
VT RA APPROVED 2026-01-23
AL RA APPROVED 2026-01-22
TX RA APPROVED 2026-01-22
CA RA APPROVED 2025-12-26
  • VT RA
    APPROVED
    Since 2026-01-23
  • AL RA
    APPROVED
    Since 2026-01-22
  • TX RA
    APPROVED
    Since 2026-01-22
  • CA RA
    APPROVED
    Since 2025-12-26

Branch Locations

Pasadena, CA • United States

35 North Lake Avenue Suite 800, Pasadena, CA 91101 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Yanni & Associates Investment Advisors,Llc Wexford PA 01/2018 05/2021
Unemployed Cranberry Twp PA 11/2017 12/2017
Thakar Financial Llc, Raymond James Pittsburgh PA 03/2016 10/2017
Yanni & Associates Investment Advisors, Llc Wexford PA 11/2021 11/2025
Unemployed Wexford PA 05/2021 11/2021
Tiaa-Cref Individual & Institutional Services, Llc Pasadena CA 12/2025 Present
Tiaa Pasadena CA 12/2025 Present
Previous Registrations
Designations
Other Names
  • Komal Gopal Motwani
  • Komal Motwani

View on SEC IAPD

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