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Daniel James Nelson

T. Rowe Price Advisory Services, Inc.

Palm Harbor, FL

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Current Employers
T. Rowe Price Advisory Services, Inc.

4525 Painters Mills Road, Owings Mills, MD 21117 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2024-12-02
MD RA APPROVED 2019-06-12
FL RA APPROVED 2017-06-08
  • CO RA
    APPROVED
    Since 2024-12-02
  • MD RA
    APPROVED
    Since 2019-06-12
  • FL RA
    APPROVED
    Since 2017-06-08

Branch Locations

Palm Harbor, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Franklin Templeton Saint Petersburg FL 05/2007 04/2017
T. Rowe Price Tampa FL 05/2017 Present
  • 05/2007 → 04/2017
    Franklin Templeton
    Saint Petersburg, FL
  • 05/2017 → Present
    T. Rowe Price
    Tampa, FL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-02
S63 Uniform Securities Agent State Law Examination 2008-01-11
  • S66 Uniform Combined State Law Examination
    2017-06-02
  • S63 Uniform Securities Agent State Law Examination
    2008-01-11
Other Names
  • Daniel J Nelson

View on SEC IAPD

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