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270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2022-11-21 |
| CA | RA | APPROVED | 2021-08-13 |
Branch Locations
12860 El Camino Real Floor 02, San Diego, CA 92130 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Placement Group | San Diego | CA | 10/2009 | 05/2017 |
| Ipg Investment Advisors, Llc. | San Diego | CA | 01/2012 | 12/2017 |
| Private Investment Bank | Nassau | 04/2018 | 02/2020 | |
| Upriver Capital Management | La Jolla | CA | 03/2020 | 07/2021 |
| Pibl Holdings | Nassau | 05/2017 | 04/2018 | |
| Jpmorgan Chase Bank Na | La Jolla | CA | 07/2021 | Present |
| Jpmorgan Securities Llc | La Jolla | CA | 07/2021 | Present |
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2021-09-13 |
| S65 | Uniform Investment Adviser Law Examination | 2020-08-14 |
| S66 | Uniform Combined State Law Examination | 2011-11-08 |
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