Best Investors
Account
Sign in
Best Investors
Account
Sign in
1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-03-17 |
Branch Locations
1515 Buenos Aires Blvd, Lady Lake, FL 32159 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Modern Woodmen Of America | Highlands Ranch | CO | 07/2017 | 08/2017 |
| Unemployed | Littleton | CO | 02/2017 | 07/2017 |
| Charles Schwab & Co Inc | Lone Tree | CO | 02/2016 | 02/2017 |
| Nylife Securities Llc | Denver | CO | 12/2017 | 03/2018 |
| New York Life Insurance Co | Denver | CO | 09/2017 | 03/2018 |
| Transitions Financial, Llc | Littleton | CO | 03/2009 | Present |
| Pruco Securities, Llc. | Englewood, | CO | 03/2018 | 01/2023 |
| Prudential Insurance Company Of America | Englewood | CO | 04/2018 | 01/2023 |
| Prudential Financial Planning Services | Englewood | CO | 01/2020 | 01/2023 |
| Royal Fund Management, Llc | Lady Lake | FL | 03/2023 | 08/2024 |
| Gradient Advisors, Llc | Arden Hills | MN | 09/2024 | 01/2026 |
| Royal Fund Management, Llc | Lady Lake | FL | 02/2026 | Present |
1. Transitions Financial, LLC DBA | Independent Licensed Insurance Agent/Managing Member/Owner | Investment Related | 13667 Omega Circle, Lone Tree, CO 80124: CO, ID, UT, VA | 03/2024 |Health, Life, Long Term Care, Annuities 2. Colorado Veterans Chamber | Not Investment Related | Denver CO | Member | Chamber Member | 01/2023 | 2 hrs/mo outside of trading | Chamber of Commerce for veterans
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2020-12-15 |
| S65 | Uniform Investment Adviser Law Examination | 2020-01-22 |
Reach out to this advisor