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Lawrence Frederick Pizzella

Aria Wealth Management

Saratoga, CA

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Current Employers
Aria Wealth Management

20640 3Rd Steet Suite 300, Saratoga, CA 95070 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APP_PEND_IARCE 2026-01-01
  • CA RA
    APP_PEND_IARCE
    Since 2026-01-01

Branch Locations

20640 3Rd Steet Suite 300, Saratoga, CA 95070 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Concert Wealth Management, Inc. San Jose CA 02/2016 09/2017
Concert Capital Management San Jose CA 04/2014 02/2017
Legacy Wealth Advisors San Jose CA 01/2013 Present
Sowell Financial Services, Llc North Little Rock AR 09/2016 01/2017
Aria Wealth Management San Jose CA 07/2017 Present
Institute For Wealth Management Denver CO 03/2017 Present
  • 02/2016 → 09/2017
    Concert Wealth Management, Inc.
    San Jose, CA
  • 04/2014 → 02/2017
    Concert Capital Management
    San Jose, CA
  • 01/2013 → Present
    Legacy Wealth Advisors
    San Jose, CA
  • 09/2016 → 01/2017
    Sowell Financial Services, Llc
    North Little Rock, AR
  • 07/2017 → Present
    Aria Wealth Management
    San Jose, CA
  • 03/2017 → Present
    Institute For Wealth Management
    Denver, CO
Previous Registrations
  • 2016-02-19 → 2017-09-26
    Concert Wealth Management
    San Jose, CA
  • 2016-10-07 → 2017-01-09
    Sowell Management
    San Jose, CA
    North Little Rock, AR
Other Businesses

Portfolio Administrator/Consulting, Legacy Wealth Advisors, since 1/2014 Trading Specialist, Institute for Wealth Management, since 3/2017

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-02-18
  • S65 Uniform Investment Adviser Law Examination
    2016-02-18
Other Names
  • Larry Pizzella
  • Lawrence Frederick Pizzella
  • Lawrence F Pizzella

View on SEC IAPD

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