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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-02-01 |
| FL | RA | APPROVED | 2021-11-29 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Ft. Lauderdale | FL | 02/2016 | 11/2016 |
| Wells Fargo Bank Na | Fort Lauderdale | FL | 01/2015 | 11/2021 |
| Wells Fargo Clearing Services, Llc | Ft. Lauderdale | FL | 11/2016 | 11/2021 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Weston | FL | 11/2021 | Present |
| Bank Of America, N.A. | Weston | FL | 12/2021 | Present |
Record Plaza Holdings Jamaica Non investment related Address : Kingston, Jamaica Position - Shareholder Title - Director Start Date 2008 0 Hours devoted to other business 0 Hours during trading hours No duties. This is a family owned business that I've been put on for emergency purposes.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-06-08 |
| S63 | Uniform Securities Agent State Law Examination | 2017-01-23 |
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