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Pasadena, CA • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-01-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| J.P. Morgan Securities Llc | Los Angeles | CA | 09/2025 | 11/2025 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 09/2020 | 10/2025 |
| Wells Fargo | Monterey Park | CA | 06/2018 | 06/2019 |
| Agl Employee Distributors/Aig | Houston | TX | 10/2016 | 05/2018 |
| Transamerica/World Finl Group | Houston | TX | 08/2015 | 10/2016 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 07/2019 | 09/2020 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Pasadena | CA | 11/2020 | 10/2025 |
| Amy Qian, Sole Proprietor | Pasadena | CA | 12/2025 | Present |
| Qian, Amy Dba Aqsp | Pasadena | CA | 01/2026 | Present |
Amy Qian, Sole Proprietor; Investment Related; Pasadena, CA; Insurance Agent; 12/2025; approximately 15 hours per month, all during trading; Insurance sales and service.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-11-17 |
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