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Current Employers
The J.O. Johnson Group Inc.

Sykesville, MD • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2025-01-01
PA RA APPROVED 2023-08-04
  • MD RA
    APPROVED
    Since 2025-01-01
  • PA RA
    APPROVED
    Since 2023-08-04

Branch Locations

Sykesville, MD • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hunt Valley MD 02/2016 10/2016
Bank Of America, N.A. Hunt Valley MD 04/2015 10/2016
Teksystems Silver Spring MD 10/2016 01/2017
Scottrade Vienna VA 03/2017 07/2021
Td Ameritrade, Inc. Vienna VA 02/2018 07/2021
Td Ameritrade Investment Management, Llc Omaha NE 02/2018 07/2021
The J. O. Johnson Group Sykesville MD 10/2021 Present
The J.O. Johnson Group Inc. Sykesville MD 05/2023 Present
  • 02/2016 → 10/2016
    Hunt Valley, MD
  • 04/2015 → 10/2016
    Bank Of America, N.A.
    Hunt Valley, MD
  • 10/2016 → 01/2017
    Teksystems
    Silver Spring, MD
  • 03/2017 → 07/2021
    Scottrade
    Vienna, VA
  • 02/2018 → 07/2021
    Td Ameritrade, Inc.
    Vienna, VA
  • 02/2018 → 07/2021
    Td Ameritrade Investment Management, Llc
    Omaha, NE
  • 10/2021 → Present
    The J. O. Johnson Group
    Sykesville, MD
  • 05/2023 → Present
    Sykesville, MD
Previous Registrations
  • 2021-10-14 → 2022-03-24
    Sykesville, MD
  • 2018-02-28 → 2021-07-07
    Td Ameritrade, Inc.
    Vienna, VA
    Frederick, MD
    Potomac, MD
  • 2018-02-26 → 2021-07-07
    Td Ameritrade Investment Management, Llc
    Omaha, NE
    Frederick, MD
    Potomac, MD
  • 2017-03-27 → 2018-02-26
    Scottrade Investment Management
    Saint Louis, MO
  • 2016-05-17 → 2016-08-25
    Hunt Valley, MD
Other Businesses

Apex Funder Trading; QA Analyst; Investment Related; 2028 E Ben White Blvd. Ste 240-9873 Austin TX 78741; Description : Apex Funder Trading is Prop firm that funds traders to trade futures. ; Responsibilities Duties: Responsible for testing, analyzing and ensuring the quality of software, products and systems for functionality, performance and reliability, to exceed client expectations. ; Start date: 2024-06-01; Hours per month devoted to business during trading hours: 64; Hours per month devoted to business outside trading hours: 0; Percentage of total yearly compensation expected to be derived from the business: 40.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-05-16
  • S66 Uniform Combined State Law Examination
    2016-05-16
Other Names
  • Dexter Huang
  • De Y Huang

View on SEC IAPD

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