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777 E. Wisconsin Avenue, Milwaukee, WI 53202-5391 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2024-10-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Transamerica Retirement Solutions | Milwaukee | WI | 09/2015 | 08/2021 |
| Transamerica Investors Securities Corporation | Milwaukee | WI | 10/2015 | 08/2021 |
| Green Ridge Stable | Pewaukee | WI | 07/2021 | Present |
| R.W. Baird | Milwaukee | WI | 07/2024 | Present |
Name/Address: Green Ridge Stable/Tom Properties LLC N44W26098 Lindsay Rd. Pewaukee WI 53072 Start Date: 7/21/21 Hours Spent: 1-5 hours/month Hours Spent During Trading: 0-1 hours/month Role/Responsibility: owner operator Non Investment Related
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2024-12-23 |
| S65 | Uniform Investment Adviser Law Examination | 2024-10-25 |
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