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Rob Graham

J.P. Morgan Securities LLC

Metairie, LA

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Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
LA RA APPROVED 2024-03-11
TX RA APPROVED 2024-03-05
  • LA RA
    APPROVED
    Since 2024-03-11
  • TX RA
    APPROVED
    Since 2024-03-05

Branch Locations

3783 Veterans Blvd, Metairie, LA 70002 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Valic Annuity Life Ins Co Baton Rouge LA 06/2016 10/2019
Edward Jones St.LOuis MO 10/2019 03/2024
J.P. Morgan Securities Llc Metairie LA 03/2024 Present
Jpmorgan Chase Bank, N.A. Metairie LA 03/2024 Present
Valic Financial Advisors, Inc Baton Rouge LA 04/2016 10/2019
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-30
S65 Uniform Investment Adviser Law Examination 2018-08-04
  • S66 Uniform Combined State Law Examination
    2019-11-30
  • S65 Uniform Investment Adviser Law Examination
    2018-08-04
Other Names
  • Robby Lee Graham
  • Rob L Graham
  • Robby Graham
  • Rob Graham
  • Rob Lee Graham
  • Bobby L Graham

View on SEC IAPD

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