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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2017-10-03 |
| TX | RA | APPROVED | 2017-10-03 |
Branch Locations
3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc. | Atlanta | GA | 02/2016 | 11/2016 |
| Wells Fargo Bank Na | Atlan Ta | GA | 07/2013 | 04/2017 |
| Wells Fargo Clearing Services, Llc | Atlanta | GA | 11/2016 | 04/2017 |
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Atlanta | GA | 04/2017 | Present |
| Bank Of America, N.A. | Atlanta | GA | 06/2026 | Present |
I*128682 For profit or not for profit: For-Profit Organization Name of outside business organization: KM Rollins Investments, LLC Investment related: N Address of business: Atlanta, Georgia 30341 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/27/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: created LLC which will be used in the future to house potential rental property. no ownership as of yet. I*1527274 For profit or not for profit: Entity Charitable Name of outside business organization: Warren Jerome Jones Sr Prostate Cancer Awareness Foundation Investment related: N Address of business: Duluth, Georgia, 30097, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Officer"], Start date of relationship: 11/1/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , management of official corporate records and compliance
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-10-02 |
| S63 | Uniform Securities Agent State Law Examination | 2016-04-05 |
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