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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2017-10-03
TX RA APPROVED 2017-10-03
  • GA RA
    APPROVED
    Since 2017-10-03
  • TX RA
    APPROVED
    Since 2017-10-03

Branch Locations

Atlanta, GA • United States

3455 Peachtree Rd Ne Pbig - Atlanta Pw, Atlanta, GA 30326 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc. Atlanta GA 02/2016 11/2016
Wells Fargo Bank Na Atlan Ta GA 07/2013 04/2017
Wells Fargo Clearing Services, Llc Atlanta GA 11/2016 04/2017
Merrill Lynch, Pierce, Fenner & Smith Incorporated Atlanta GA 04/2017 Present
Bank Of America, N.A. Atlanta GA 06/2026 Present
  • 02/2016 → 11/2016
    Wells Fargo Advisors, Llc.
    Atlanta, GA
  • 07/2013 → 04/2017
    Wells Fargo Bank Na
    Atlan Ta, GA
  • 11/2016 → 04/2017
    Wells Fargo Clearing Services, Llc
    Atlanta, GA
  • 04/2017 → Present
    Atlanta, GA
  • 06/2026 → Present
    Bank Of America, N.A.
    Atlanta, GA
Other Businesses

I*128682 For profit or not for profit: For-Profit Organization Name of outside business organization: KM Rollins Investments, LLC Investment related: N Address of business: Atlanta, Georgia 30341 Nature of business: LLC, Position, title, association: Owner, Start date of relationship: 11/27/2019 Number of hours devoted: 20 hour(s) Annually Number of hours devoted during trading hours: 0 Duties: created LLC which will be used in the future to house potential rental property. no ownership as of yet. I*1527274 For profit or not for profit: Entity Charitable Name of outside business organization: Warren Jerome Jones Sr Prostate Cancer Awareness Foundation Investment related: N Address of business: Duluth, Georgia, 30097, United States Nature of business: ["Charitable Organization"] Position, title, association: ["Officer"], Start date of relationship: 11/1/2023 Number of hours devoted: 20 hour(s) Yearly Number of hours devoted during trading hours: 0 Duties: , management of official corporate records and compliance

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-10-02
S63 Uniform Securities Agent State Law Examination 2016-04-05
  • S66 Uniform Combined State Law Examination
    2017-10-02
  • S63 Uniform Securities Agent State Law Examination
    2016-04-05
Other Names
  • Katreesa Rollins
  • Katreesa Marsheia Rollins
  • Katreesa Marsheia Rollins Hewitt

View on SEC IAPD

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