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Current Employers
Schwab Wealth Advisory, Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2025-12-05
  • IN RA
    APPROVED
    Since 2025-12-05

Branch Locations

Indianapolis, IN • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Carmel IN 06/2021 Present
Prime Distribution Services Plainfield IN 01/2020 06/2021
Celadon Trucking Services Indianapolis IN 05/2016 12/2019
Charles Schwab Bank, Ssb Indianapolis IN 07/2023 12/2025
  • 06/2021 → Present
    Charles Schwab & Co., Inc.
    Carmel, IN
  • 01/2020 → 06/2021
    Prime Distribution Services
    Plainfield, IN
  • 05/2016 → 12/2019
    Celadon Trucking Services
    Indianapolis, IN
  • 07/2023 → 12/2025
    Charles Schwab Bank, Ssb
    Indianapolis, IN
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2021-12-17
  • S66 Uniform Combined State Law Examination
    2021-12-17
Other Names
  • Stephen Krout

View on SEC IAPD

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