Clinton Lee Carpenter

Current Employers

Eckman Wealth Management, Llc

Phoenix, AZ • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2024-04-09
NY	RA	APPROVED	2021-07-29
AZ	RA	APPROVED	2020-06-25
WA	RA	APPROVED	2018-11-13
CA	RA	APPROVED	2016-05-17
KS	RA	APPROVED	2016-02-18
MO	RA	APPROVED	2016-02-18

FL RA
APPROVED

Since 2024-04-09
NY RA
APPROVED

Since 2021-07-29
AZ RA
APPROVED

Since 2020-06-25
WA RA
APPROVED

Since 2018-11-13
CA RA
APPROVED

Since 2016-05-17
KS RA
APPROVED

Since 2016-02-18
MO RA
APPROVED

Since 2016-02-18

Branch Locations

Seattle, WA • United States

Phoenix, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Eckman Wealth Management, Llc	Seattle	WA	06/2011	Present

06/2011 → Present

Eckman Wealth Management, Llc

Seattle, WA

Other Businesses

MR. CARPENTER IS ALSO THE OWNER OF CLC TAX, LLC (FORMED 12/14/2015 20351 ROBIN LN NE SUQUAMISH WA 98392) THROUGH WHICH HE OPERATES A TAX RETURN PREPARATION BUSINESS. NON-INVESTMENT-RELATED APPROXIMATELY 10 HOURS PER MONTH ARE SPENT ON THIS CURRENTLY, PREPARING TAX RETURNS FOR INDIVIDUALS. 0 HOURS DURING TRADING HOURS. MR. CARPENTER ALSO PROVIDES AML AUDITS, FROM TIME TO TIME, FOR UNAFFILIATED FIRMS. INVESTMENT-RELATED. 3 HRS/MO 0 HRS DURING TRADING HOURS.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2016-02-18

S65 Uniform Investment Adviser Law Examination

2016-02-18

Other Names

Clint Carpenter

View on SEC IAPD