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One Orange Way, Windsor, CT 06095 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2023-07-11 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research Inc. | Fairfield | IA | 08/2016 | 09/2016 |
| Unemployed | Parker | CO | 09/2016 | 10/2016 |
| Transamerica Capital Inc | Denver | CO | 10/2016 | 11/2018 |
| Empower Retirement | Greenwood Village | CO | 11/2018 | 08/2019 |
| Fidelity Brokerage Services Llc | Greenwood Village | CO | 08/2019 | 02/2022 |
| Ascensus | Dresher | PA | 05/2022 | 12/2022 |
| Voya | Parker | CO | 03/2023 | Present |
| Voya Financial Partners, Llc | Parker | CO | 03/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2019-10-04 |
| S63 | Uniform Securities Agent State Law Examination | 2016-08-26 |
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