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Queenie Tu Binh Ngo

Wells Fargo Clearing Services, LLC

Palo Alto, CA

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2020-10-02
CA RA APPROVED 2020-09-29
  • TX RA
    APPROVED
    Since 2020-10-02
  • CA RA
    APPROVED
    Since 2020-09-29

Branch Locations

301 University Ave [Vd-Rbo], Palo Alto, CA 94301 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors, Llc San Jose CA 10/2004 11/2016
Wells Fargo Clearing Services, Llc Santa Clara CA 11/2016 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-09-29
  • S66 Uniform Combined State Law Examination
    2020-09-29
Other Names
  • Queenie Ngo

View on SEC IAPD

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