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155 Seaport Blvd, Boston, MA 02210-2698 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-04-11 |
| WA | RA | APPROVED | 2025-03-31 |
Branch Locations
Maple Valley, WA • United States
304 Strander Blvd, Tukwila, WA 98188-2939 • United States
1518 6Th Ave, Seattle, WA 98101-1706 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | San Francisco | CA | 01/2016 | 09/2017 |
| Jp Morgan Chase Bank | San Francisco | CA | 01/2016 | 09/2017 |
| Jpmorgan Chase Bank, N.A | Newcastle | WA | 09/2017 | 05/2021 |
| Jp Morgan Securities Llc | Newcastle | WA | 09/2017 | 05/2021 |
| Wells Fargo Clearing Services, Llc | Seattle | WA | 06/2021 | 01/2024 |
| Wells Fargo Bank, Na | Seattle | WA | 06/2021 | 01/2024 |
| Fidelity Investments | Tukwila | WA | 01/2024 | Present |
| Fidelity Investments | Boston | MA | 03/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2021-08-27 |
| S63 | Uniform Securities Agent State Law Examination | 2016-03-24 |
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