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Current Employers
Linden Rose Investment Llc

Sugar Land, TX • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2020-08-13
NJ RA APPROVED 2020-07-27
TX RA APPROVED 2016-03-21
  • CA RA
    APPROVED
    Since 2020-08-13
  • NJ RA
    APPROVED
    Since 2020-07-27
  • TX RA
    APPROVED
    Since 2016-03-21

Branch Locations

Sugar Land, TX • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linden Rose Investment Llc Sugar Land TX 01/2016 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-01-08
  • S65 Uniform Investment Adviser Law Examination
    2016-01-08

View on SEC IAPD

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