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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2021-03-18 |
| VA | RA | APPROVED | 2018-07-31 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | Glen Allen | VA | 06/2016 | 03/2017 |
| Massachusetts Mutual Life Insurance Co | Glen Allen | VA | 04/2016 | 03/2017 |
| Lincoln Financial Securities Corporation | Richmond | VA | 03/2017 | 07/2018 |
| Lpl Financial Llc | Richmond | VA | 07/2018 | Present |
1) 7/31/18- Moore Financial Services- DBA for LPL Business (entity for LPL business)- Inv Related- Richmond, VA - 100% 2) 7/31/18- Moore Financial Services- Non-Variable Insurance- Fixed life, Di and LTC Insurance. Term Life Insurance, DI, LTC and LTC- Inv Related- Richmond, VA -100% 3) 10/24/2022 - ALCO LLC DBA Moore Financial Services - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date: 11/18/2020 - 5 Hours Per Month/5 Hours During Securities Trading. 4) 11/13/2023 - Other - Modeling/Acting - Not Investment Related - Home Based - Start Date 10/16/2023 - 1 Hour Per Month/ During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2018-03-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-09-07 |
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