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Mili Bhatia

Hsbc Securities (Usa) Inc.

New York, NY

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Current Employers
Hsbc Securities (Usa) Inc.

66 Husdson Boulevard East, New York, NY 10001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-01-03
  • CA RA
    APPROVED
    Since 2024-01-03

Branch Locations

66 Hudson Boulevard 29Th Floor, New York, NY 10001 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hsbc Securities (Usa) Inc. New York City NY 01/2005 Present
Hsbc Bank Usa, N.A. Fremont CA 05/2014 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-18
S63 Uniform Securities Agent State Law Examination 2005-04-01
  • S66 Uniform Combined State Law Examination
    2023-12-18
  • S63 Uniform Securities Agent State Law Examination
    2005-04-01
Other Names
  • Mili Kapoor

View on SEC IAPD

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