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Current Employers
5C Capital Management, Llc

50 Tice Boulevard Suite A32, Woodcliff Lake, NJ 07677 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2022-06-29
  • NY RA
    APPROVED
    Since 2022-06-29

Branch Locations

4 Westchester Park Drive Suite 330, White Plains, NY 10604 • United States

50 Tice Boulevard Suite A32, Woodcliff Lake, NJ 07677 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank New York NY 01/2017 10/2018
Unemployed New York NY 07/2016 12/2016
Jp Morgan Securities Llc New York NY 01/2017 10/2018
Morgan Stanley New York NY 10/2018 07/2019
Rockit Solutions Stamford CT 08/2019 02/2020
Better Mortgage Corporation New York NY 04/2020 12/2021
5C Capital Management, Llc White Plains NY 02/2022 Present
  • 01/2017 → 10/2018
    Jpmorgan Chase Bank
    New York, NY
  • 07/2016 → 12/2016
    Unemployed
    New York, NY
  • 01/2017 → 10/2018
    Jp Morgan Securities Llc
    New York, NY
  • 10/2018 → 07/2019
    Morgan Stanley
    New York, NY
  • 08/2019 → 02/2020
    Rockit Solutions
    Stamford, CT
  • 04/2020 → 12/2021
    Better Mortgage Corporation
    New York, NY
  • 02/2022 → Present
    White Plains, NY
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-06-28
S63 Uniform Securities Agent State Law Examination 2017-02-27
  • S65 Uniform Investment Adviser Law Examination
    2022-06-28
  • S63 Uniform Securities Agent State Law Examination
    2017-02-27
Other Names
  • Brandon T Velez
  • Brandon Velez

View on SEC IAPD

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