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Current Employers
T. Rowe Price Associates, Inc.

1307 Point Street, Baltimore, MD 21231 • United States

Current Registrations

AuthorityCategoryStatusDate
MD RA APPROVED 2019-03-01
  • MD RA
    APPROVED
    Since 2019-03-01

Branch Locations

1307 Point Street, Baltimore, MD 21231 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
T. Rowe Price Investment Services, Inc. Washington DC 02/2007 07/2026
T Rowe Price Washington DC 07/2026 Present
  • 02/2007 → 07/2026
    T. Rowe Price Investment Services, Inc.
    Washington, DC
  • 07/2026 → Present
    T Rowe Price
    Washington, DC
Previous Registrations
Other Businesses

1) PLAYBAK ENTERTAINMENT; BALTIMORE, MD; NOT INVESTMENT RELATED; MUSIC PRODUCING, ARRANGING AND SONGWRITING; START DATE 2/1/11; 10 HRS PER MONTH, NONE DURING TRADING HOURS; PRODUCER AND SONGWRITER; PRODUCING AND ARRANGING MUSICAL STUDIO TRACKS, WRITING LYRICS AND/OR ANYTHING RELATING TO COMPOSITION OF MUSIC, DISTRIBUTING TO ARTISTS OR BANDS FOR COMPENSATION. 2) FINANCIAL PLANNING ASSOCIATION,MD CHAPTER; INVESTMENT RELATED; BALTIMORE,MD; NONPROFIT FINANCIAL SERVICES GROUP; BOARD MEMBER, D&I CHAIR; 1/2021; 5 HOURS PER MONTH, 0 DURING TRADING; BOARD MEMBER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-04
S63 Uniform Securities Agent State Law Examination 2006-08-04
  • S66 Uniform Combined State Law Examination
    2011-04-04
  • S63 Uniform Securities Agent State Law Examination
    2006-08-04

View on SEC IAPD

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