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Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2022-08-09
  • MN RA
    APPROVED
    Since 2022-08-09

Branch Locations

Minneapolis, MN • United States

600 Portland Ave S, Minneapolis, MN 55415 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 03/2016 09/2018
Northwestern Mutual Investment Services Llc Mendota Hts MN 03/2016 09/2020
Rodan And Fields San Francisco CA 12/2015 08/2022
Northwestern Mutual Wealth Management Company Milwaukee WI 02/2017 09/2020
Michael Leverty Hudson WI 09/2018 09/2020
Thrivent Financial Appleton WI 04/2022 Present
Thrivent Investment Management Inc Minneapolis MN 08/2022 Present
  • 03/2016 → 09/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 03/2016 → 09/2020
    Northwestern Mutual Investment Services Llc
    Mendota Hts, MN
  • 12/2015 → 08/2022
    Rodan And Fields
    San Francisco, CA
  • 02/2017 → 09/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2018 → 09/2020
    Michael Leverty
    Hudson, WI
  • 04/2022 → Present
    Thrivent Financial
    Appleton, WI
  • 08/2022 → Present
    Minneapolis, MN
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-12
S63 Uniform Securities Agent State Law Examination 2016-05-13
  • S65 Uniform Investment Adviser Law Examination
    2020-09-12
  • S63 Uniform Securities Agent State Law Examination
    2016-05-13
Other Names
  • Sara Elizabeth Smit
  • Sara Elizabeth Smit
  • Sara Elizabeth Juran

View on SEC IAPD

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